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Securities and Exchange Commission
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#	Item
161	LifeWatch Medical technology Established and growing digital health player Add to Reading List Source URL: www.equitystory.com Language: English - Date: 2015-11-25 03:20:11 Economy Finance Money Thomas Edison Edison Investment Advisers Act General Electric Investment banking Securities and Exchange Commission Investment management
162	The Financial CHOICE Act Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs Executive Summary KEY PRINCIPLES: 1. Economic growth must be revitalized through competitive, transparent, and innovative Add to Reading List Source URL: financialservices.house.gov Language: English - Date: 2016-06-07 08:14:36 Economy Systemic risk Finance Money Great Recession in the United States United States federal banking legislation Corporate crime Federal Deposit Insurance Corporation DoddFrank Wall Street Reform and Consumer Protection Act Consumer Financial Protection Bureau Financial Stability Oversight Council U.S. Securities and Exchange Commission
163	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:45:03 Finance Money Economy Exchange-traded funds VanEck IShares U.S. Securities and Exchange Commission SPDR Index fund Financial adviser Securities Exchange Act Securities regulation in the United States
164	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-26 09:09:48 Economy Finance Money Financial markets Stock market 73rd United States Congress U.S. Securities and Exchange Commission BATS Global Markets Securities Exchange Act Futures contract Direct Edge Securities regulation in the United States
165	Independent Accountants’ Report on Applying Agreed-Upon Procedures Related to An Entity’s Claim of Exclusion from Membership in SIPC To the Directors of ______________________________ Add to Reading List Source URL: www.sipc.org Language: English - Date: 2016-05-06 15:57:45 Economy Finance United States securities law Self-regulatory organizations Investment Securities Investor Protection Corporation Corporate crime U.S. Securities and Exchange Commission
166	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-17 13:03:51 Economy Finance Financial markets Money Direct Edge Consolidated Tape Association Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Schedule TO Market data
167	Regulatory Considerations for SEC Registered Municipal Advisors By Matthew C. Boba A Add to Reading List Source URL: www.chapman.com Language: English - Date: 2016-07-28 12:30:08 Economy Finance Money Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Registered Investment Adviser Municipal bond Financial adviser DoddFrank Wall Street Reform and Consumer Protection Act Electronic Municipal Market Access Financial Industry Regulatory Authority
168	Skipping Questions in School Exams: The Role of Non-Cognitive Skills on Educational Outcomes Mónica Hernández1 University of Michigan Jonathan Hershaff U.S. Securities and Exchange Commission Add to Reading List Source URL: michiganconsortium.org Language: English - Date: 2016-06-01 14:04:14 Education Standardized tests Educational psychology Academic transfer SAT Test Michigan Educational Assessment Program Educational assessment ACT Advanced Placement Graduate Record Examinations Grading systems by country
169	NASAA MODEL NOTICE FILING RULE FOR REGULATION A-TIER 2 OFFERINGS Adopted May 15, 2016* Note: The text of the model rule set forth below is intended to provide model language that states may adopt to require notice filing Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-05-26 12:00:00 U.S. Securities and Exchange Commission United States securities law SEC filings Economy 73rd United States Congress Finance New Deal Crowdfunding Regulation A Securities Act Security Regulation S-K
170	RAISING CAPITAL: OVERVIEW OF REGISTRATION OF SECURITIES OFFERINGS AND EXEMPTIONS FROM REGISTRATION July 2015 Overview Add to Reading List Source URL: www.azcc.gov Language: English - Date: 2015-07-06 11:26:17 Finance Economy U.S. Securities and Exchange Commission Money United States securities law Crowdfunding 73rd United States Congress Stock market Regulation D Regulation A Securities Act Securities Exchange Act

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